Bermudas International and Local Companies and Limited Partnerships, M to Z Many offshore corporations shown here have worldwide interests. FINRA provides a template for small firms Word format 164 KB to assist them in fulfilling their responsibilities to establish the AntiMoney Laundering Program. Securities Attorneys at Legal Compliance, LLC Securities Attorneys, Going Public Attorneys, OTC Markets Attorneys, Reverse Merger Attorneys and S1. Aml Program Rule For Investment Advisors' title='Aml Program Rule For Investment Advisors' />Oct 2, 2. Passed the S6. I was scoring exactly between 8. Not a whole lot of weird stuff a couple questions seemed completely out of the blue I was expecting that due to the questions that dont count but all in all pretty straight forward. Thank you for your helpSK Wells Fargo Advisors. Sep 2. 9, 2. 01. 7Peter,Hope all is well. I took your series 7 and series 6. I thought both were extremely valuable. I found the cheat sheet you created for both exams and some acronyms you shared most valuable. I passed the series 7 with an 8. Nothing surprised me from the series 6. Federally Covered Advisers, there were about 1. A few questions about fundamental and technical analysis and net present value. Thank you for all the help. It definitely made a difference. DA Wells Fargo Advisors. SCSlogo3.gif' alt='Aml Program Rule For Investment Advisors' title='Aml Program Rule For Investment Advisors' />Sep 2. Peter,Thanks for the help. I passed the exam. I got an 8. 0 which was about in line with my PP exam scores. Nothing too strange. Not many calculations but you had to know the definitions of things like. MPT, NPV, FV, DCF, Question about the difference between Class A and B Shares Question about what is considered a front end sales charge Two or three questions involving quick ratiocurrent ratioliquidity I cant recall a question referring to specific of days for anything, whether registration or revoking LOTS on soliciting and of course disclosure. SpaIn. On 22 November 2017, the second investment readiness session under the Catalunya Emprn program was held at the offices of the Business Angels Network of. Legal blog devoted to helping start up managers with their fund formation needs. Information on starting a hedge fund. Also a lot on Joint Accounts, JTWROS, TOC, TOD, Appreciate it,MR Morgan Stanley. Aug 2. 1, 2. 01. 7Peter,Just wanted to let you know that I got an 8. Series 6. 6. As always thank you for the help in the review. I averaged an 8. 5 on all my practice finals. There was more questions around technical, fundamental and quantitative analysis than I was expecting. Thank you,TB H Wells Fargo Advisors. Aml Program Rule For Investment Advisors' title='Aml Program Rule For Investment Advisors' />Aug 2. Thank you for your time in the 6. I passed with a 7. I was averaging. That was the 4th time I have used the pass perfect program and or your review calls. I appreciate it. I feel the 6. I have taken even more so than the 7. The language they use is what gets you. Thanks again DS Wells Fargo Advisors. Aug 2. 1, 2. 01. 7Hi Pete,Just wanted to let you know I passed with a 9. Thanks for you help. The exam had a LOT of questions on NPVFuture value. There was maybe only one or 2 that required calculation and the rest were definitional but pretty hard. I didnt expect there to be so many. Thanks again for all of you help LC Wells Fargo Advisors. Jul 2. 0, 2. 01. 7I passed the series 6. Pass Perfect questions was quite similar to the actual exam. The question topics through Pass Perfect also prepared me for what was on the real exam. There were a ton of questions pertaining to administrative rules governing federal and state registered IAs and Broker Dealers. I never once used my calculator to calculate any equation relating to pv fv twr dwr, they were all concept based questions. Thanks. KO Edward Jones. Jul 7, 2. 01. 7Good morning Peter. Thanks for the review last week. It was very helpful. I took my exam for the Series 6. I was scoring between 7. PP Finals. I scored 8. Final Review Question mock exams. The actual exam I took yesterday had questions worded kind of weird and vague. No real math calculations to speak of. I did have to know and understand Net Present Value and Forward Contracts. Have a great weekend and I will recommend your virtual course to others in the future. CN Wells Fargo Advisors. Jul 5, 2. 01. 7Peter,Passed with an 8. Thanks for the help. TC Raymond James Financial Services. Jul 1, 2. 01. 7Passed Getting 8. PP practice finals. Dif set up of verbiage and content distribution amongst the questioning. Lots of questions on bonds formula components. It almost felt like there was an emphasis on them. I feel great also really found your class very helpful. Thank you. JP Joseph Gunnar Co. Jun 2. 1, 2. 01. 7Peter,I passed with an 8. Glad to be done with that test. Id rather take the 7 again than the 6. Most of my errors were on the Regs of course. Thanks for all your help. I did the Kaplan for the 7 and 6. Pass Perfect. The Pass Perfect material is so much better. Your Quick guides are a big plus too. Best regards,RS Merrill Lynch. May 2. 5, 2. 01. 7Peter,Passed Series 6. Great to have it done. Thank you for your help and guidance. I had been scoring in the range of 8. Training Consultants. In speaking with TC, they stated that it is normal for people to score 3 5 points lower than their respective average so I guess that would be accurate for me as well. While there are 1. Overall, nothing weird on the exam. As you would imagine, the questions are worded in such a way as it makes simple concepts more confusing than it needs to be. Thanks again,JW TD Private Client Wealth LLC. May 2, 2. 01. 7Pete,I passed with a 7. Was getting lower 7. Pass Perfect Finals but they sure do prepare you for the real thing. Lot of Joint Account Qs along with NPV definition Qs. Not too many formula questions I never used my calc once. Thanks again,JV PKS Investments. Mar 2. 0, 2. 01. 7Good morning I passed 8. Wow Thank you so much for your support and wealth of knowledgeLot of NPV you have to understand how to apply the concept. Much similarity with Pass. Perfect finals than STCs The finals and Smart 6. I got a 8. 3 on my last Pass. Perfect final which was spot on. Thank YOU AGAIN DV JP Morgan. Dec 9, 2. Your sheet was helpful for studying. I ended up passing. I was scoring in the low 8. The test was very similar to the practice Kaplans test questions, which I found to be the most effective method for me to absorb the content. Nothing weird per se about the exam except for the most content itself. Thanks again for your help. D. Nov 7, 2. 01. 6I passed Thanks for the support I got an 8. Because I prayed a lot It was very weird. Wording wasnt similar to finals I really thought I didnt do well bc so much wasnt familiar. I did 5 finals, so I knew material and you helped so muchThanks again LS Raymond James Financial. Oct 2. 7, 2. 01. 6Peter. Good morning. I did pass with an 8. I only started taking the full practice tests on Tuesday and stayed consistently in the mid 8. I completed. I had been using Kaplan prior to your training, then switched to Training Consultants. One observation is that TC had a significant number of except questions on their tests vs the actual test. The actual exam also covered more ground than TC prep tests did a bit more tax, financial analysis, npv, etc. Your training was much more comprehensive than the info covered in the TC tests, so I think it was helpful to me to have had the quick refresher with you. If you want to know what was would have been most helpfulthe cheat sheets in the front. If I had had time to expand those really short bits into slightly more expanded notes, I would have used it heavily and it would have done a pretty good job of covering some of the weaker parts of the test for me. Billionaire Ii 1.09 Serial Key. JS Oswald Financial. Oct 2. 5, 2. 01. 6I scored a 7. I also scored a 7. Series 7. On the practice tests I was scoring in the mid 8. I did the special exams as well. I think the biggest difference bw pass perfect and the test were the questions on portfolio income. They had a lot of text book definitions on terms like NPV, Modern Portfolio Theory, Efficient Frontier, etc. Thanks again for all your help NB Wells Fargo Advisors. Oct 2. 1, 2. 01. 6Passed with an 8. I probably averaged around a 9. My last score was an 8.